Kansas Records Retention Schedules

Agency:Board of Optometry Examiners.

25 Schedule Entries Found:


Agency Number: 488-001
Board of Optometry Examiners

SERIES ID0001-488
TITLEAccreditation Files
DESCRIPTIONDocuments relating to the accreditation of optometrist schools which are used to verify that acceptable standards are met and maintained.
RETENTION005 cldr yrs
COMMENTSThere are no Kansas schools.
DISPOSITIONDestroy
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0002-488
TITLEBudget Preparation Files - Annual
DESCRIPTIONDocuments used in the preparation of annual agency budget: correspondence, draft budget requests, computer reports, notes, and other miscellaneous materials.
RETENTION005 fisc yrs
COMMENTSContact the archives for appraisal - if not accepted for transfer to the archives, then destroy.
DISPOSITIONSee Comments
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0003-488
TITLECash Book
DESCRIPTIONDisbursement journal of fees collected by the Board which also contains annual summaries of other data.
RETENTIONSee Comments
COMMENTSObsolete series. Transfer to the archives immediately.
DISPOSITIONArchives
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0004-488
TITLECertificates
DESCRIPTIONLicense certificates issued to optometrists authorizing practice in the state which were returned to the Board.
RETENTIONSee Comments
COMMENTSTransfer to the archives in one annual shipment.
DISPOSITIONArchives
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0005-488
TITLEComplaint and Hearing Files
DESCRIPTIONDocuments related to complaints against optometrists received by the Board and investigations resulting from such complaints.
RETENTIONSee Comments
COMMENTSRetain 5 years after closing of case, then transfer to archives.
DISPOSITIONArchives
RESTRICTIONSKSA 45-221(a)(14)
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0006-488
TITLEContinuing Education Credit Files
DESCRIPTIONProof of continuing education credits required to be completed yearly by optometrists in order to fulfill requirements set by the Board.
RETENTIONSee Comments
COMMENTSRetain hard copy 1 year after inputting in the computer. Delete from computer after 5 years.
DISPOSITIONDestroy
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0007-488
TITLECorrespondence - Routine
DESCRIPTIONIncoming and outgoing letters and memoranda which pertain only to routine matters handled in accordance with existing policy and procedures: requests for information, letters of transmittal, etc.
RETENTIONSee Comments
COMMENTSRetain until no longer useful, then destroy.
DISPOSITIONDestroy
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0023-488
TITLEExamination Application Files
DESCRIPTIONLetters sent to the Board of Optometry Examiners requesting examination information and the Board's reply. Files contain grades and transcripts.
RETENTIONSee Comments
COMMENTSIf licensed, add to licensing file and retain accordingly. If not licensed, retain until no longer useful, then destroy.
DISPOSITIONSee Comments
RESTRICTIONSKSA 45-221(6)(9), 20 U.S.C. § 1232g
APPROVED2003-10-09
K.A.R. NUMBER53-2-136


SERIES ID0008-488
TITLEExamination Rosters
DESCRIPTIONLists of applicants scheduled to take the licensing examinations or of individuals who took them.
RETENTIONSee Comments
COMMENTSRetain until no longer useful, then destroy. An early volume has been transferred to the archives.
DISPOSITIONDestroy
RESTRICTIONSKSA 45-221(a)(9)
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0009-488
TITLEExaminations
DESCRIPTIONExaminations given to prospective optometrists which they are required to pass in order to receive a license to practice in the state.
RETENTION005 cldr yrs
COMMENTSRetain failed exams 1 year and then destroy.
DISPOSITIONDestroy
RESTRICTIONSKSA 45-221(a)(9)
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0010-488
TITLELegal Case Files
DESCRIPTIONVariety of documents relating to legal proceedings involving the Board.
RETENTIONSee Comments
COMMENTSRetain 5 years after case is closed, then transfer to the archives.
DISPOSITIONArchives
RESTRICTIONSKSA 45-221(a)(25)
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0011-488
TITLELicense Application Files
DESCRIPTIONDocuments relating to applications received by the Board of Optometry for licenses to practice in the state.
RETENTIONSee Comments
COMMENTSRetain until no longer in practice, then transfer to the archives in one annual shipment.
DISPOSITIONArchives
RESTRICTIONSKSA 45-221(a)(1)(6)(9), 5 USC Sec. 522a
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0024-488
TITLELicensing Application Files - Glaucoma
DESCRIPTIONDocuments relating to applications received by the Board of Optometry for licenses to treat Glaucoma in the state.
RETENTIONSee Comments
COMMENTSRetain until no longer in practice, then transfer to the archives in one annual shipment.
DISPOSITIONArchives
RESTRICTIONSKSA 45-221(6)(9), 5 USC Sec. 522a, 20 U.S.C. § 1232g
APPROVED2003-10-09
K.A.R. NUMBER53-2-136


SERIES ID0012-488
TITLEMinutes
DESCRIPTIONProceedings of regular or special meetings of the Board.
RETENTIONSee Comments
COMMENTSRetain until no longer useful, then transfer to the archives.
DISPOSITIONArchives
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0013-488
TITLEOral Examination Audio-tapes
DESCRIPTIONRecordings of interviews conducted with prospective optometrists as one segment of the licensing process.
RETENTIONSee Comments
COMMENTSObsolete series. Destroy immediately.
DISPOSITIONDestroy
RESTRICTIONSKSA 45-221(a)(9)
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0014-488
TITLEPhotographic and Video Materials
DESCRIPTIONPhoto-prints, negatives, slides, films, and videotapes.
RETENTIONSee Comments
COMMENTSRetain until no longer useful, then contact the archives for appraisal - if not accepted for transfer to the archives, then destroy.
DISPOSITIONSee Comments
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0015-488
TITLEPolicy Statements
DESCRIPTIONOriginal copies of formal explanations of agency policies and procedures issued in individual statement formats.
RETENTIONSee Comments
COMMENTSRetain until superseded or no longer in effect, then transfer 1 copy to the archives. Retain convenience copies until no longer useful, then destroy.
DISPOSITIONArchives
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0022-488
TITLEProcedures Manuals
DESCRIPTIONOriginal copies of agency procedures issued in a collective manual.
RETENTIONSee Comments
COMMENTSRetain until superseded or no longer in effect, then transfer 1 copy to the archives, destroy the remainder.
DISPOSITIONSee Comments
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0016-488
TITLEReceipts Records - Cash
DESCRIPTIONRecords of cash received by the agency: receipt slips, receipt books, receipt ledgers, etc.
RETENTION003 fisc yrs
COMMENTS
DISPOSITIONDestroy
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0025-488
TITLEReciprocity Licensing Application Files
DESCRIPTIONInformation pertaining to persons in other states, or U.S. territories, requesting a reciprocity license to practice optometry in Kansas. Includes correspondence, application form, examination grades, etc.
RETENTIONSee Comments
COMMENTSIf licensed, add to licensing file and retain accordingly. If not licensed, retain until no longer useful, then destroy.
DISPOSITIONSee Comments
RESTRICTIONSKSA 45-221(6)(9)
APPROVED2003-10-09
K.A.R. NUMBER53-2-136


SERIES ID0019-488
TITLERegistration Log
DESCRIPTIONLog listing optometrists which was used to monitor proof of continuing education credits and fees paid each year.
RETENTIONSee Comments
COMMENTSThe format is now on computer. Retain volume until no longer useful, then transfer to the archives.
DISPOSITIONArchives
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0017-488
TITLERegistration and Renewal Database
DESCRIPTIONElectronic log of optometrist registrations and annual license renewals which is used to monitor the yearly fee payments, whether or not the license was revoked or if the optometrist is deceased.
RETENTIONSee Comments
COMMENTSRetain database permanently and update as needed. Send annual printout to the archives.
DISPOSITIONSee Comments
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0018-488
TITLERegistration and Renewal Forms
DESCRIPTIONForms sent to optometrists and returned to the Board which are used to update personal information as well as registrations and renewals which monitor the yearly fee payments, revocations and deaths.
RETENTIONSee Comments
COMMENTSRetain until data is entered in Registration and Renewal Database plus 1 year, then discard.
DISPOSITIONDestroy
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0020-488
TITLERenewal Register
DESCRIPTIONRegister of annual renewals of optometrist licenses with information about revocations and deaths.
RETENTIONSee Comments
COMMENTSThis series is now on computer and combined with Registration Log. Transfer volumes to the archives immediately.
DISPOSITIONArchives
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091


SERIES ID0021-488
TITLEVouchers - Purchase
DESCRIPTIONCopies of documents used to order and pay for goods and services: DA forms 100 thru 109 and DA-120.
RETENTION003 fisc yrs
COMMENTS
DISPOSITIONDestroy
RESTRICTIONSNone
APPROVED1992-01-23
K.A.R. NUMBER53-2-091

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