Kansas Historical Quarterly
WILLIAM C. HOOK
Judge of the Eighth Circuit Court of Appeals
of the United States
Thomas Amory Lee
Kansas Historical Quarterly
February, 1934 (Vol. 3, No. 1), pages 68 to 85
Transcribed by lhn; additional HTML by Susan Stafford;
digitized with permission of the Kansas Historical Society.
FOUR members of the Kansas bar-two from Leavenworth and two from Winfield have
been appointed to the federal bench and have added luster to their names, their
profession and their state. Of the four, only one, Brewer, of Leavenworth,
reached the supreme goal and sat upon the supreme court of the United States. Two
of the remaining three each twice came close to the goal, and the fourth, much
junior in service to the others, was seriously considered by President Hoover for
the last vacancy upon the supreme court.
David J. Brewer was appointed to the supreme court bench in 1889, after having
served as an associate justice of the supreme court of Kansas, and as a judge of
the circuit court of the United States for the eighth circuit. William C. Hook,
the subject of this sketch, also of Leavenworth, was appointed judge of the
United States district court of Kansas in 1899, and sat upon it four years before
being advanced to the circuit court in 1903. John C. Pollock, of Winfield, had
been an associate justice of the supreme court of Kansas for several years before
he was named as judge of the United States district court of Kansas to succeed
Hook in 1903, and George T. McDermott, originally of Winfield although all of his
practice had been in Topeka, sat as a trial United States judge for the district
of Kansas for two years before he was appointed in 1929 to the newly created
Tenth Circuit Court of Appeals.
As I have said, all of these men have added luster to their profession and to
their state. When the writer of this sketch argued his first case before the
United States supreme court, Justice Brewer was still in the thoughts of the
older members of the court, and the writer well remembers the anecdotes which one
of the justices of that court told him at the dinner table concerning the
learned, keenly logical and sometimes controversial Brewer. No other man from our
state has attained the supreme goal of lawyers and jurists, although both Judges
Pollock and McDermott have been seriously
(69)
70 THE KANSAS HISTORICAL QUARTERLY
considered for it, and any lawyer who has ever appeared before them knows that
the appointment of either would grace the bench itself. But Hook came, perhaps,
closer to an appointment to the United States supreme court than almost any man
in history who was not appointed, and not only once, but, twice.
William Cather Hook was born in Pennsylvania at Waynesburg, on September 24,
1857. He died at his country home at Plum Lake, Wis., August 11, 1921, after a
service of eighteen years upon the federal appellate bench. He was the son of
Enos and Elizabeth (Inghram) Hook, and was descended from Thomas Hooke, who
settled near Providence, Md., in 1668. The family is of mixed English, Scotch and
Irish descent. Judge Hook was the great nephew of Enos Hook, a member of Congress
from Pennsylvania, in the sessions of 1838 and 1840, and the great, great
grandson of Capt. James Hook of the Continental army who saw active service in
the Thirteenth Virginia regiment until the summer of 1778. His parents moved to
Nebraska in 1863 and across the plains to Colorado by ox and mule team in 1866,
and then back to Leavenworth where they finally settled in 1867, and Leavenworth
was always thereafter his home. After he graduated from the Leavenworth high
school he studied in the law office of Clough & Wheat, a famous firm for many
years in eastern Kansas. Before he was twenty-one years old, he had been
graduated from the law department of Washington University at Saint Louis, with
the degree of Bachelor of Laws, and upon his majority, he was admitted to
practice and at the same time admitted to the law office of Lucian Baker of
Leavenworth. Baker, too, is famous in the legal history of the state. Much
business of a varied character came to that law office, and young Hook learned
quickly and well the fundamentals of successful practice. When Baker was elected
to the United States Senate, the law firm of Baker, Hook & Atwood was formed,
which continued until William C. Hook was appointed, in 1899, to be United States
district judge for the district of Kansas. The other member of that firm was John
H. Atwood, now practicing in Kansas City, Mo.
Four years after his admission to the bar, William C. Hook married Louise
Dickson, daughter of Capt. James Dickson, and to them were born three daughters
and a son, Inghram D. Hook, an able and prominent lawyer of Kansas City, Mo., and
a captain of infantry overseas in the World War.
Although Judge Hook was a Republican, he was appointed city
LEE: WILLIAM C. HOOK 71
attorney of Leavenworth by a Democratic mayor and served in that capacity for six
years.
It was not long after Judge Hook's appointment on February 13, 1899, to succeed
Judge Cassius G. Foster who had resigned, that Judge Hook's first opinion appears
in the Reports. On April 29, 1899, in the 93d Federal, at page 865, Judge Hook's
opinion in the case of Grove et al. v. Grove et al., for the
circuit court of the district of Kansas, second division, is printed. From then
until his death, his opinions are scattered through 176 volumes of the Federal
Reporter, the last one being at page 150 of the 269th volume. His first opinion
is in Judge Hook's characteristic style. The nature of the suit and the facts are
clearly and shortly stated. The questions to be decided are logically considered
and answered. His first printed opinion concerned itself with the important
question of jurisdiction, and the following extract from his opinion is
characteristic of the man:
The right of a court to retain jurisdiction by the dismissal of parties who are
not indispensable is founded in good reason, for it would be an idle ceremony to
deny the dismissal of objectionable parties and to dismiss the bill of complaints
on the ground that the court had no jurisdiction, and then allow the complainants
to recommence the suit, omitting the parties whose presence would oust the
jurisdiction of the court. The practice observed for so many years is in the
interest of the speedy determination of litigation. (1. c. 867.)
A study of Judge Hook's opinions shows that they were, from the beginning to end,
common-sense opinions. His keen mind was not only an analytical mind but a
practical and constructive mind. The speedy determination of litigation appeared
to him to be of more importance than an interminable wrangling over narrow and
technical points of law. Preservation of the equities of the various parties in
interest was more important than subservience to legal form. These
characteristics were particularly observed in the reorganization of the
Metropolitan Railway system, which, for almost the first time in judicial
reorganizations under equity receiverships, preserved the stockholders' equity
and served the public interest, as well as satisfied, in part at least, the
lawful demands of creditors.
At the time that Judge Hook went on the bench, the famous old eighth circuit was
headed by Judge Henry C. Caldwell, of Little Rock, Ark. Judge Walter H. Sanborn,
of Saint Paul, for so many years Judge Hook's chief, and Judge Amos M. Thayer, of
Saint Louis, were the two other judges. The circuit justice over the eighth
circuit was Justice Brewer of the United States supreme court, and
72 THE KANSAS HISTORICAL QUARTERLY
other district judges included Elmer B. Adams, of Saint Louis; John F. Phillips,
of Kansas City, and W. H. Munger, of Nebraska.
Judge Hook's first opinion which excited wide public interest was in the Western
Union case (Western Union Telegraph Co. v. Myatt, State Solicitor, et al.,
98 Fed. 335). Judge Hook had been upon the bench less than a year when he
announced his decision in this notable case, striking down the Kansas court of
visitation. The Kansas legislature in 1898 had attempted to create a body which
should have a combined legislative, judicial and executive power, contrary, of
course, to the fundamental ideas of constitutional government in our country. The
case was argued upon the one side by the State Solicitor Myatt, and Atty-gen. A.
A. Godard, of Kansas, and upon the other side by the attorneys who for so many
years were retained by the Western Union and Pullman companies, as well as by
other great Eastern corporations, Rossington, Smith & Histed. George H.
Fearons, L. C. Krauthoff and Frank Hagerman were also of counsel. The bill of
complaint of the Western Union Company set forth that, pursuant to the provisions
of chapter 28 of the Special Session Laws of 189_8, a court of visitation had
been created, subject only to review by the supreme court of the state, which
should have the widest possible kind of executive, legislative and judicial
powers over recalcitrant railroad companies and similar corporations. Upon the
complaint of one Maxwell, who had tendered to the Western Union Co., certain
messages and demanded the transmission thereof at the rates prescribed under
chapter 38 (which subjected telegraph companies to the court), which had been
refused by the company, the court of visitation sought to exercise its powers.
The bill of complaint alleged that the act itself and the order of the court of
visitation violated the due process and equal protection of the laws clauses of
the fourteenth amendment to the federal constitution.
After stating that the proofs upon the application for the temporary injunction
clearly showed that the rates prescribed by the law were materially less than the
actual cost of the service, Judge Hook granted the injunction, not only holding
that the rates were confiscatory, but also holding that the law creating the
court of visitation violated the constitution of the state of Kansas, which
inhibited the conferring of inconsistent legislative and judicial powers upon the
same body to be exercised in regard to the same subject matter.
This case attracted the attention of President Roosevelt, and
LEE: WILLIAM C. HOOK 73
when the Senior Circuit Judge Caldwell retired, President Roosevelt named Judge
Hook as a circuit judge, in 1903. Most of Judge Hook's service in the next nine
years was upon the circuit court of appeals. Presently Judge Thayer retired and
Judge Adams of Missouri was promoted to the circuit bench, and for a good many
years, Sanborn, Hook and Adams rendered a great majority of the many notable
decisions of the old eighth circuit which was the largest circuit in the country
and included practically all of the territory between the Missouri river and the
Rocky Mountains.
In 1908, Judge Hook wrote the opinion in the Omaha City Water Works Co. case (162
Fed. 225), holding, in brief, that the city of Omaha might acquire the private
water works which extended into other communities and beyond the corporate
limits. In this case, as in all of the Hook opinions which the writer has
studied, the Judge took the most practical view of the situation. With all of his
learning it might well be said that the foundation stone of Judge Hook's opinions
was always practical common sense. In this particular case the termination of
interminable litigation was most important, and Judge Hook terminated the
litigation.
In 1909, the famous suit by the government to enjoin the Standard Oil Co., John
D. Rockefeller, and many other individual defendants, as being in restraint of
trade, was argued before the eighth circuit court of appeals. The court rendered
a decree in favor of the government and enjoined the defendants. It was in this
case that Judge Hook wrote the definition of monopoly and restraint of trade,
which was quoted so frequently by Attorney-general Wickersham in his opinions,
and which had much to do with President Taft's tentative selection of Judge Hook
for a place on the supreme court. In his concurring opinion, Judge Hook said:
Magnitude of business does not, alone, constitute a monopoly, nor effort at
magnitude an attempt to monopolize. To offend the act the monopoly must have
secured by methods contrary to the public policy as expressed in the statutes, or
in the common law.
Judge Hook went on to say that the question of violation of the law did not
depend upon whether or not the monopoly was reasonable or unreasonable, but
depended upon the result or effect. If the restraint were direct and appreciable,
then there was a violation of the statute, but if the restraint were merely
incidental then there was no violation of the statute. At this particular time
the supreme court had not yet introduced into the law the so-called rule of
reason, although, when the decision of the eighth circuit court of appeals in
74 THE KANSAS HISTORICAL QUARTERLY
this notable case was affirmed by the supreme court, the rule of reason for the
first time appeared in the majority opinion as a dictum. His opinion in this case
attracted the attention of the country and of the public press.
Shortly thereafter the famous Harriman merger case was argued before the eighth
circuit court. In this case (188 Fed. 102), which was a suit by the government
against the Union Pacific and Southern Pacific contract, Judge Hook stood alone
and dissented from the majority opinion which held that there was no violation of
the statute. Judge Hook's opinion was most forceful, as the following extract
shows:
The combination was effected through the purchase by the Union Pacific of part of
the capital stock of the Southern Pacific. Upon this two important questions
arise. The first, which is one of law, is whether the purchase by one railroad
company of corporate stock of another, less than the majority, but sufficient in
amount according to the practical experience of men to enable the purchaser to
dominate or control the policies and operations of the other, is a form of
combination within the prohibitions of the Sherman act. The conclusion of the
court being against the government on another ground, it was unnecessary to
determine this question; but as I do not assent to the conclusion, and as the
question lies at the threshold of the government's case, I should briefly express
my view concerning it.
There is no substantial difference between the holding of the corporate stocks of
two companies by a third, such as was condemned in the Northern Securities Case,
193 U. S. 197, 24 Sup. Ct. 436, 48 L. Ed. 679, and the holding by one of those
two of the stock of the other. The form is somewhat different, but the effect,
which is the chief concern of the law, is the same. If prior competition
disappears as a direct and natural result, trade and commerce are restrained. If
it is unlawful in one case, it must be so in the other. It would be idle to hold
that, while two competing railroad companies cannot lawfully submit to a common
control through a separate stockholding organization, they may do so by
dispensing with that medium. That would be regarding shadows and letting the
substance go. The language of the Sherman act in this particular is broad. It
covers every contract and combination in restraint of interstate and foreign
trade or commerce, whether in the form of trust or otherwise. The essential,
effective character of the arrangement is to be regarded rather than its casual
vestiture; the substance, rather than the form. In Harriman v. Northern
Securities Co., 197 U. S. 244, 297, 25 Sup. Ct. 493 49 L. Ed. 739, it was assumed
that the act could be violated by the direct holding of stock of a competing
corporation.
I grant it is a serious thing to disturb a great business transaction like that
shown in the case at bar; but, given the power of congress to legislate, and
clear words to express what a judge conceives to have been its purpose, his duty
is plain, whatever he may think of the wisdom of the law. Even if public
regulation is believed to be a wiser solution of the important economic problem
than enforced competition, with its necessary wastes and burdens, nevertheless
his judgment of a law embodying the latter policy should pro
LEE: WILLIAM C. HOOK 75
ceed as with distinct approval of its selection. It is quite clear that, with the
growth and development of governmental regulation of common carriers engaged in
interstate commerce, there is decreasing reason for holding them subject to the
Sherman act, and it may be that as regards rates of transportation the Interstate
Commerce Commission could perform its duties with equal justice to the public and
greater justice to the railroads if they were released. But certainly that is for
congress, not the courts. The judicial function is properly exercised when the
Sherman act is construed and applied as though it were the only legislative
remedy on the statute books.
The other question in the case is decided by the court against the government. It
is whether the two great transportation systems, the Union Pacific and the
Southern Pacific, were, in a substantial sense, competitors in interstate and
foreign commerce. This question involves the relative location of their lines on
land and sea, and not only the parts they actually performed, but also those they
were naturally capable of performing, in the movement of traffic. Albeit in part
within the domain of judicial knowledge, this seems to me to be a pure question
of fact. Some hundreds of witnesses, practical railroad men and shippers of wide
experience, testified upon it, and a great mass of evidence was taken, showing
almost without dispute that, using the term "competition" as business men
understand and use it, there was active, vigorous, and substantial competition
between the Union Pacific and the Southern Pacific before the former obtained
control of the latter. But the court holds the question of competition to be one
of mixed law and fact, not determinable by the evidence alone, and as such it is
answered against the government.
Reduced to its simplest terms the conclusion of the court that the two companies
were not competitors and the Sherman act was not violated is based on these two
grounds: (1) Trade and commerce were not restrained, because before the
combination the competitive interstate and foreign traffic of the two railroad
companies was not a substantial percentage of their total traffic, including in
such total the traffic entirely within the several states, over which congress
had no control. (2) Trade and commerce were not restrained because before the
combination one of the lines of railroad, the Union Pacific, was an intermediate
one in a through route, and depended for competitive traffic upon the business
interests of connecting carriers, and therefore could not by itself alone,
unaided by the concurrence of its natural allies, make a joint through rate over
the entire route. In other words, each party to a contract or combination between
railroad companies, which the government assails as being contrary to the Sherman
act, must have owned or controlled an entire through route over which competitive
traffic moved. That it may have performed an essential part, or have been a
necessary factor, in the transportation, is insufficient. That connecting
carriers may have voluntarily joined it in making through rates for the traffic
is immaterial. (United States v. Union Pac. R. Co. et al., 188 Fed. 102,
at 120,
121 and 122.)
So forceful was this opinion, so logical and clear-cut that the attorney-general
of the United States later stated it was the sole reason why he appealed this
case to the United States supreme court. The United States supreme court reversed
the eighth circuit court
76 THE KANSAS HISTORICAL QUARTERLY
of appeals, and upon the grounds set forth by Judge Hook. As a matter of fact,
his dissenting opinion might well be the opinion of the supreme court in the
case, so harmonious are they. It will be remembered that the government at this
time, during President Taft's administration, was quite concerned with the
question of monopoly, and Judge Hook's opinion in this case had perhaps more to
do with President Taft's high regard for the man than any other opinion which he
rendered.
As soon as Justice Brewer died, on March 28, 1910, followed very shortly by the
death of Chief Justice Fuller, on July 4, 1910, there was an immediate public
demand for the promotion of Judge Hook. After a careful investigation of the many
eminent men who were recommended to the President for this position, the
President determined to appoint Judge Hook to succeed Judge Brewer. He went so
far as to authorize a prominent Kansan (who was then in the federal service and
much interested in the promotion of Judge Hook) at the White House Saturday
morning, to wire Judge Hook that his name would be sent to the senate on the
succeeding Monday noon. The wire was sent, but, on the succeeding Monday noon
Judge Hook's name was not sent to the senate for confirmation. It was Judge
Willis H. Van Devanter, also a judge of the eighth circuit, who was nominated for
the vacancy. Associate Justice Edward Douglas White of Louisiana was nominated
for chief justice to succeed Chief Justice Fuller. Long afterwards the story
became known. Saturday afternoon, Senator Clark of Wyoming, then chairman of the
Senate Judiciary Committee, and Senator Warren of Wyoming, who was then serving
his twentieth year in the senate, went to see the President on behalf of Judge
Van Devanter, also of Wyoming. The Kansas senators, Curtis and Bristow had no
such seniority. President Taft was very much interested in the promotion of
Justice White and there seemed to be objections to the promotion on account of
the fact that he was a southern Democrat, a Catholic and a former Confederate
soldier, to say nothing of his age. The Wyoming senators thought that the
objections to White might be overcome. It is said that President Taft later
explained that the abilities of Hook and Van Devanter were equal, that either
would make a splendid justice, and that if the promotion of Van Devanter would
secure the confirmation by the senate of White as Chief Justice, he thought it
advisable to promote Van Devanter.
On October 14, 1911, Associate Justice John Marshall Harlan of the. United States
supreme court died, and once more the President
LEE: WILLIAM C. HOOK 77
was faced with the question of a successor. Within less than a month it was
announced that the President was considering Judge Hook, Walter C. Noyes, United
States circuit judge for the second circuit, Francis J. Swayze, justice of the
supreme court of the state of New Jersey, and Frank H. Rudkin, United States
district judge of the state of Wisconsin. The press considered it very
significant that two of the names upon the President's list had figured in
important anti-trust suits, Judge Noyes in the American Tobacco Co. case and
Judge Hook in the Standard Oil case. On December 19, in a special dispatch to the
Boston Herald, it was stated that,
Information from reliable sources to-day is to the effect that President Taft has
practically determined to appoint Judge William C. Hook of Kansas, now on the
bench of the eighth United States circuit, to the vacancy in the supreme court
caused by the death of Associate Justice John M. Harlan.
There is still some chance that the appointment may go to Charles Nagle Secretary
of Commerce and Labor. It is understood that Attorney-general Wickersham has
endorsed the candidacy of Secretary Nagle with exceptional vigor, and is making a
great effort to secure his colleague's promotion.
President Taft has a distinct fondness for Judge Hook, whom he estimates highly.
Moreover, he has made a personal study of the more important opinions rendered by
Judge Hook, and is in accord with them. The President was much pleased with the
opinion written in the Standard Oil case, and liked even better Judge Hook's
dissenting opinion in the Harriman merger case.
From that date until December 30 there were frequent reports in the press that
the President had determined to appoint Judge Hook, although it was stated that
the attorney-general was strongly for Nagle. Secretary of Commerce and Labor
Nagle, however, was sixty-two years old, and President Taft had announced that he
would appoint no justices to the supreme court who were over sixty years of age.
(He made only one exception to that rule, the promotion of his former colleague
of the fifth circuit, Judge Lurton.) Judge Hook was only fifty-four years of age
and in the full sweep of his powers.
On December 30, however, protests against the appointment of Judge Hook from the
Corporation Commission of Oklahoma were sent to the President, and Governor
Aldridge of Nebraska announced that he would at once wire a protest against the
appointment. Then the Minnesota Railroad & Warehouse Commission protested.
The chairman of the Kentucky Railroad Commission joined in the protest and
Senator Gore of Oklahoma made a most virulent speech against Hook.
Notwithstanding these facts, the press announced on December 30 that the
President had decided to name Judge
78 THE KANSAS HISTORICAL QUARTERLY
Hook, and two Western senators quoted the President as saying, "It's no use. I
have decided on Judge Hook for this appointment."
The opposition to Judge Hook at this time came almost entirely from more or less
radical railroad commissioners who were opposed to Hook on account of the fact
that he had granted a temporary injunction against the enforcement of the
Oklahoma two-cent rate upon a proper showing therefor, the injunction being later
sustained by the circuit court of appeals, and by the United States supreme court
in that it refused to grant certiorari in the case. At the same time, the radical
press announced that he was the candidate of great railroad corporations. This
was extraordinary, because in 1899, when Hook was first appointed to the bench by
President McKinley as a staunch gold man, it was the railroads-Bailey P.
Waggener, general counsel for the Missouri Pacific; M. A. Low, general counsel
for the Rock Island; A. A. Hurd, general counsel for the Santa Fe, and Archibald
Williams, general counsel for the Union Pacific-who had fought his appointment so
vigorously and had tried to secure the appointment of Chief Justice Horton of the
Kansas supreme court, and in 1910, there was some complaint against the promotion
of Judge Hook to the supreme court, on the ground that he was not sound enough
from the corporation point of view. Before his appointment to the bench, Hook had
been very successful in suits against the railroads. Indeed, it is said that
there were protests in Washington from Wall Street about the appointment of the
Kansas "Populist," and now the radical press and radical politicians were
condemning Hook as being the friend of Wall Street. The truth about the matter,
of course, is that he was a well-balanced judge and neither a pro- nor an
anti-corporation man.
Notwithstanding these protests the President had determined to appoint him, but
at the last minute and on the very day when his name was to have been sent to the
senate, a new protest was made. On January 31, the Massachusetts branch of the
Massachusetts Political League and the New England Suffrage League, interested,
in equal rights for negroes, protested Judge Hook's appointment on the ground
that he had rendered a decision in the 186th Federal denying negroes the same
rights in traveling as other Americans and upholding the Oklahoma Jim Crow car
law. An assistant United States district attorney, the negro appointed by
President Roosevelt, was very active in the fight against him on this ground.
Although the plaintiff in the Jim Crow case and the attorneys for the plaintiff
in that case all wired the President that they were not opposed to
LEE: WILLIAM C. HOOK 79
Judge Hook's promotion and considered him to be the friend of the negro, Taft
determined not to appoint Hook and suddenly appointed Mahlon Pitney of New Jersey
on the 20th day of February, 1912. The facts in regard to the Jim Crow case were
that Judge Hook concurred in an opinion by Circuit Judge Adams which dismissed a
suit by McCabe against the Santa Fe to enjoin the railroad from obeying the law
requiring every railroad company doing business in Oklahoma. as a common carrier
to provide separate coaches for the accommodation of white and negro passengers
equal in all comforts and conveniences. Judge Adams said that the statute did not
violate the fourteenth amendment to the constitution of the United States, and
that the enforced separation of the negro race from the white race in railroad
cars and waiting rooms did not deny to it the equal protection of the laws,
because the supreme court of the United States in Plessy v. Ferguson, 113
U. S. 537, 41 L. Ed. 256, had foreclosed further discussion. There was, however,
a proviso to section 7 of the act, which read as follows:
Provided that nothing herein contained shall be construed to prevent railroad
companies in this state from hauling sleeping cars, dining or chair cars,
attached to their trains to be used exclusively by either white or negro
passengers, separately, but not jointly.
Judge Adams thought that such accommodations were luxuries, and that the ability
of the two races to indulge in such luxuries were so dissimilar that the railroad
companies might find it profitable to supply them for the white race and not
profitable to supply them for the colored race. Judge Sanborn dissented,
believing that the statute abridged the privileges and immunities of the colored
citizens of Oklahoma and deprived them of the equal protection of the laws.
The furor made by this decision determined the matter against Judge Hook, in
spite of all that Senator Curtis and Representatives Anthony and Campbell could
do, and in spite of the fact that even the Progressive Senator Bristow and the
Progressive representatives in congress from Kansas either endorsed Hook or at
least. did not join in the protests against his appointment. Representative Fred
S. Jackson, who as attorney general of Kansas, had conducted much anti-
corporation business before Judge Hook, announced that he had always found the
Judge fair and impartial. It is interesting to note that although the nomination
of Chancellor Pitney was kept a dead secret until the day that he was nominated,
namely, February 20, there were immediate and many protests as soon as the
80 THE KANSAS HISTORICAL QUARTERLY
selection became known. It is also interesting to note than when Charles Evans
Hughes (the present chief justice of the United States supreme court) was
governor of New York, he had vetoed the two-cent law without arousing the same
animosity against his appointment as accompanied the announcement of Hook's
pending appointment. The matter was so close that the National Tribune
stated,
If the senate week before last had not adjourned Thursday over the following
Monday, probably Judge Hook would now be upon the supreme bench and attending to
his duties as an associate justice there.
"Well, I will appoint Hook," the President said to a senator who was much
interested in the matter and who had been to the White House to see him about the
nomination several times. "I will send it up right away."
That was Thursday morning. The President's statement meant that he would send the
nomination in that day, or the day following. But the senate met at two o'clock
Thursday afternoon and after a little adjourned to the following Monday.
In the meantime somebody dug up a decision by the federal court of the eighth
circuit whereby Judge Hook upheld the Oklahoma statute providing for Jim Crow
cars. The Judge did not write the decision himself, but approved one written by
Judge Sanborn, so that Hook and Sanborn made a majority of the court of three
members. The negroes got wind of that decision and by Saturday protests from
negroes were pouring in upon the White House. By Monday, when the senate first
convened, a great storm was brewing among the colored brethren of the country.
Shortly thereafter the 1912 Republican National Convention took place and the
following November the great Roosevelt-Taft fight resulted in the election of
Woodrow Wilson.
In 1915 Judge Hook built the great monument of his judicial career. For more than
three years the Metropolitan Railway system of Kansas City, Mo., had been in the
hands of receivers. It was on June 3, 1911, that Judge Hook had appointed Robert
J. Dunham, of Chicago, and Ford F. Harvey (of the Fred Harvey system), of Kansas
City, as receivers for the Metropolitan Street Railway Co. and its allied
companies, the Central Electric Railway Co. and the Kansas City Elevated Railway
Co. The receivers operated these companies for more than four years, vainly
trying to reach an agreement with the attorneys representing the various
interests for the reorganization of the company. In the course of the
receivership Judge Hook had increased the pay of the street railway employees,
without being petitioned to do so, as a matter of justice to the employees, and
had also taken steps to improve the service. At the time that the bonds were
issued, the law required the maintenance of
LEE: WILLIAM C. HOOK 81
streets between the tracks and twelve inches outside of the rails, and this had
been sadly neglected by the company itself, thus giving rise to the city's claim
that the obligation to maintain was ahead of the specific lien of the bonds.
During the receivership there had been much dissension between the
representatives of the city and the receivers with regard to the maintenance and
improvement of service, including among other matters, a dispute as to the
necessity for connecting traffic across the Twelfth street viaduct with the
Street Railway Co. of Kansas City, Kan. Finally, on June 4, 1913, the receivers
reported to Judge Hook that no agreement could be reached, and appealed to him to
arbitrate the differences between the city and the receivers. In this appeal to
arbitrate the mayor joined. The result of the Judge's efforts was a new franchise
in 1914, granted by the city, conditioned upon a reorganization which would meet
with the approval of Judge Hook. There was a tremendous dispute between the
holders of different classes of securities, the representatives of tort judgment
creditors and the representatives of stockholders committees as to the terms of
the reorganization, and Judge Hook himself drafted a plan of reorganization which
was presented to the various representatives of the various interested parties in
Chicago on July 27, 1915. The plan did not meet with the approval of the
bondholders, as Judge Hook had determined to protect stockholders' equity and the
public interest. When it came, however, to the point of giving up the new
franchise of 1914 or approving of the essential principles of Judge Hook's plan,
it was, of course, promptly approved by the bond holders. The electric-light
company was divorced from the street railway company, the New Jersey holding
company was abolished, and under the terms of the plan, the stockholders and the
city itself reaped the benefit of the liberal provisions of the 1914 franchise
which, for the first time in the history of American utilities, guaranteed the
mortgages underlying the bonds to the end of the term of the franchise. This
reorganization was so novel as to attract the attention of legal scholars and
those interested in civic matters, in addition to that of judges and lawyers.
James N. Rosenberg, of New York, in an article in the Columbia Law Review
for November, 1920 (20 Col. Law Review, p. 735), entitled "The Ætna
Explosives Case," wrote:
Up to the time the Ætna case came into court the most notable blazing of
the way toward a sound economic handling of reorganization was, it is believed,
that done by Judge William C. Hook of the United States court for the eighth
circuit. The Missouri Pacific reorganization (138 Fed. 812)
82 THE KANSAS HISTORICAL QUARTERLY
was before him in 1916, and in one of the litigations that arose in that case he
had said:
"It has sometimes been claimed that plans of reorganization formulated by
bondholders and stockholders of a railroad in the hands of receivers are
exclusively of private concern, free from judicial action or interference. But
for various reasons the view cannot be sustained in principle. After all that can
be said from the standpoint of theory and strict right, the fact remains that
many railroad receiverships, and the one here is typical of them, are but
instruments for consummating plans of reorganization, and courts have come to
realize that such use of their jurisdiction and processes entails a correlative
duty to those affected by the result. . . The relation between the receivership .
. . and the plan of reorganization agreed upon is close and intimate. So far as
properly can be, the judicial proceeding is conducted in harmony with the plan,
and the success of the agreed readjustment is promoted by the orders of the court
and the acts of its receivers. Generally the judicial course would not be
different if the court were carrying out a plan of reorganization of its own
making or one affirmatively adopted by judicial order or decree. . . While it is
the settled doctrine that reorganizations will be encouraged, yet, on the other
hand, a court of equity will not lend its aid to one that is inequitable or
oppressive. . . The conclusion is manifest that the general duty of a court in a
railroad foreclosure suit to take cognizance of a plan of reorganization by the
bondholders and stockholders which is to be aided by its decree, and to protect
the equitable rights of all, becomes specific and imperative upon the complaint
of an interested party."
So successful was Judge Hook's handling of this receivership that when the Kansas
Natural Gas Co. litigation arose and Judge Thomas J. Flannelly, now of the
Prairie-Sinclair Co., but then judge of the district court of Montgomery county,
Kansas, appointed state receivers and other parties took the case before the
federal court, Mayor Edwards of Kansas City, Mo., begged Judge Wilbur Booth, of
the eighth circuit court of appeals, to take charge of the situation and settle
it in the same way and along the same lines as Judge Hook had terminated the
Street Railway Co. receivership.
Judge Hook was also concerned in other important reorganizations and
receiverships, including amongst others, the reorganization of the Terminal
Railroad Association of Saint Louis, the Denver Water Works Co., Vulcan Sheet
Metal Co., and during the war, the Missouri Pacific receivership, in which his
rulings on the matter of the Kansas City-Northwestern intervention were praised
by the Yale Law Journal as a landmark in receivership proceedings, and the
Missouri-Oklahoma Gulf Railroad Co. Most of that company's bonds were owned in
Belgium and France, and on account of the war beyond the seas, the owners of
those securities were largely not represented in court. It was due to Judge
Hook's protecting hand that their rights were secured just as though they had
been represented in court before him in the reorganization of the company.
LEE: WILLIAM C. HOOK 83
The last great decision of Judge Hook which attracted nationwide attention was
his ruling on November 22, 1916, that the Adamson eighthour act was
unconstitutional. It was in the course of his receivership of the
Missouri-Oklahoma Gulf Railroad' that this ruling was made. It is quite true that
the United States supreme court reversed this ruling of Judge Hook and upheld the
constitutionality of the act, but many lawyers to this day feel that the reversal
might not have obtained under other circumstances, and that Judge Hook's ruling
was correct.
Judge Hook's opinion in the Standard Oil case was largely written at Plum Lake,
in the beautiful lake district of northern Wisconsin. Here, about 1900, he had
built a slab cottage on a point jutting into the lake and almost inaccessible by
land. Later he built a log house of the large pine trees cut principally from his
own property. The French windows on three sides of the first floor of the house
looked out upon the lake or the adjoining pine grove, and on the fourth side was
a great fireplace, many stones of which were sent to the judge by his friends
from all parts of the United States.
Occasionally lawyers interested in the various railroad receiverships which the
Judge was conducting, would come to his home at the Lake to present various
matters and secure various orders. At these times, court was held in the pine
grove and justice rendered far away from the noise of the city.
When he arrived, in July, at the Lake he usually brought with him some four or
five government mail sacks of briefs and records. While he was on vacation, the
Judge usually spent his mornings at his library in the cabin working on the
briefs and records which he had brought with him. His afternoons on vacations
were partly spent in the planting and cultivation of his beautiful flower garden
which thrived luxuriantly in the damp, sandy soil of a knoll not far from the
house. Judge Hook took pride in his flowers, knew their botanical names, and
himself did almost all the work of their cultivation.
This sketch of Judge Hook would not be complete without a description of his
personal qualities and appearance. He was moderate and temperate in his habits.
Although slight in physique, he had great physical endurance, which matched his
great and effective mental and nervous strength. His appearance indicated
physical and mental alertness, energy and determination.
Herbert S. Hadley once of Kansas and later governor of Missouri, in his book
entitled Rome and the World To-day, said:
84 THE KANSAS HISTORICAL QUARTERLY
The Romans glorified courage, steadfastness, virtue, and that significant quality
of the mind and heart which is described by the word gravitas.
It is probable that the same process of racial development produced the Romans as
has produced our own people. I believe it can be said that there is a striking
resemblance between the busts and statues of the leaders in Roman history of the
later years of the Republic and the early Empire and many of the public men of
the United States a generation ago. I knew a former federal judge who could have
sat for a bust of Julius Cæsar.
In mentioning a federal judge, Governor Hadley was referring to Judge Hook.
Some of the description of Julius Caesar in Froude's Cæsar, is
especially applicable to a description of Judge Hook's physical appearance: "In
person, Caesar was tall and straight. His features were refined. The forehead was
wide, high, the nose large and thin."
While, perhaps, not a man of striking appearance, yet Judge Hook was a man whose
face and features were always remembered.
Judge Hook was buried at his old home in Leavenworth, Kan., but services were
held at his summer home in Wisconsin, in the beautiful pine grove on Plum Lake
for those of his many friends who had known him there for a generation. The late
Dr. Thomas W. Goodspeed, of the University of Chicago, presided at the services.
In speaking of his old friend, Dr. Goodspeed quoted from the 92d Psalm, saying:
"The righteous shall flourish like the palm tree; he shall grow like a cedar in
Lebanon," and then said, "Verily, my friends, one of the Cedars of Lebanon halt
this day fallen in our midst." This might have been paraphrased, in the writer's judgment, by saying, "One of the tall pines has fallen."
In the memorial of the proceedings before the eighth circuit court of appeals on
September 5, 1921, having to do with Judge Hook, it was ordered that a committee
consisting of Mr. C. W. Bunn, chairman, Saint Paul, Minn., Mr. Frank Hagerman of
Kansas City, Mo., Mr. Edward J. White of Saint Louis, Mr. John H. Atwood of
Kansas City, Mo., partner for many years of Judge Hook, and Mr. George H.
Williams of Saint Louis, later Senator Williams, should present suitable
resolutions at a session to be held on December 5, 1921, at which Judge Sanborn
presided. There was talk amongst the lawyers attending the memorial meeting of
Judge Hook's manner while upon the bench. It was said that his manner upon the
bench was ideal, that it happily blended dignity and courtesy, that he always
gave patient attention to an argument, that he grasped the point of counsel with
great rapidity, and that while reserved
LEE: WILLIAM C. HOOK 85
and somewhat aloof, his gentleness to an inexperienced practitioner created a
real affection for him, and yet, that Judge Hook was firm. When John F. Phillips,
former United States judge of the district court of Missouri, who frequently sat
upon the court of appeals with Judge Hook, was presenting the Kansas Natural Gas
litigation in Denver before the eighth circuit court of appeals on October 1,
1913, he constantly interrupted John S Dawson, then attorney-general of Kansas
and now a valued member of the Kansas supreme court, who was arguing the case for
the state. Among other things he complained that the attorney-general be required
"to read the whole paragraph in the brief," or some such similar matter. Judge
Hook mildly replied, "Maybe he doesn't wish to read it. It is his argument. Let
him proceed in his own way." Finally Judge Hook, in a manner which could not be
mistaken, turned to the attorney-general and said: "Mr. Attorney-general, in
making further statements you will address the court alone and pay no attention
to any one who interrupts you," turning at the word, "interrupt" toward his
former colleague.
Perhaps this sketch of the learned judge and citizen of Kansas who attained such
great distinction and high place in the federal judicial annals of our country,
can best be closed by a quotation from the response of Judge Sanborn, the
presiding judge on the occasion of the memorial of the eighth circuit court of
appeals in memory of Judge Hook:
He was endowed with an extraordinarily powerful intellect, as keen as a Damascus
blade; a wise and imperious will, to whose behests every movement, emotion and
passion of his mental and physical being bowed with reverential deference; with a
cautious, sound judgment, and with an impartial considerate temper. His mind was
stored with a profound and accurate knowledge of the law, an inexhaustible fund
of general information, a comprehensive and intimate acquaintance with general
literature, a refined and artistic taste, and gifted with a canny, experienced
insight into the objects, intents and purposes evidenced by the acts and sayings
of men.
Notes
1. Address by the president, Thomas Amory Lee, before the Kansas Historical Society, at its fifty-eighth annual meeting, October 17, 1933.
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